Every day, physicians send tissue to pathology labs for routine analyses; in addition, tissue repositories are designed exclusively for the collection and eventual analysis of genetic material. In fact, in 2000, more than 300 million specimens containing genetic material were stored in the United States. The vast collection of samples could easily be used to explore genetic expressions associated with diseases. However, concerns about ethical use of biospecimens may prevent the use of many of those samples.
Informed consent is based on ethical concepts that demonstrate respect for the individual and autonomous decision making. As such, biospecimens should be used for genetic research only after an individual gives consent. However, the best method to obtain this consent has proven to be problematic.
Because many of the samples that are available were obtained as part of routine medical care and not for research purposes, patients did not consent to use of their specimens for research. Even when patients do consent to use of their specimens for a specific type of genetic research, researchers may want to perform additional tests later, which requires additional consent. The rapid expansion of knowledge regarding genetic mutations and the development of newer testing methods also make it impossible for researchers to be able to anticipate all of the ways that biospecimens can be used.
Currently, three informed consent practices exist for use of biospecimens.
- Blanket consent allows for unrestricted research. Some argue that blanket consent is acceptable as long as confidentiality of genetically sensitive results is maintained.
- Tiered consent gives permission to test a specimen for a primary disease but also grants use for research into other specified diseases. Tiered consent gives researchers access to samples for analysis in more than one disease while allowing participants to know how their tissue will be used.
- Tailored consent is the most restrictive and requires researchers to contact individuals for additional research using their samples as the need arises. This type of consent gives individuals the most control over their specimens but is also more labor intensive for researchers.
Informed consent for use in genetic research is imperfect and limits the use of available specimens. This leads to a question: can we ethically use specimens obtained from individuals without their consent to improve health outcomes for the greater good of the larger population?
Some argue that the potential advances in disease prevention and treatment are more important than individual rights. Because the risk associated with genetic research is almost exclusively related to disclosure of protected health information, safeguards to prevent confidentiality breaches should suffice to meet ethical obligations. However, this utilitarian approach to genetic research, one which seeks the greatest amount of good, is in conflict with current U.S. ethical standards originally developed almost 70 years ago.
As a result of the horrifying acts of medical research performed in Nazi Germany, the Nuremburg Code was developed. This code, adopted by the United States as the gold standard for ethical conduct of research, emphasized voluntary and informed consent. While informed consent may present its own problems, self-determination is a fundamental right of individuals participating in research.
- Maschke, K.J. (2008). Biobanks: DNA and research (pp. 11–14). In M. Crowley (Ed.), From Birth to Death and Bench to Clinic: The Hastings Center Bioethics Briefing Book for Journalists, Policymakers, and Campaigns. Garrison, NY: The Hastings Center. Retrieved from http://www.thehastingscenter.org/Publications/BriefingBook/Detail.aspx?id=2154
Contributing Editor Heather McCreery, RN, MBA, OCN®, CCRC, is a clinical research coordinator faculty member at Northwest Vista College and a nursing house supervisor at Christus Santa Rosa Hospital in San Antonio, TX.